New York

Steven J. Carlson

Mark J. Bishop

Hugo Fozzati

Caroline E. Lovelace

David Mack, Chief Compliance Officer (212)742-7096 dmack@provident-group.com
		David Mack has been working in the securities industry since 1962. After 1991 he has been working exclusively in the areas of compliance and administration.
		In particular Mr. Mack has served as the Financial and Operations Principal and General Securities Principal for many firms during the past ten years.
		Mr. Mack has been responsible for many of the functions fulfilled by a General Securities Principal, such as continuing education, registrations, compliance, overall supervision and management for the following NASD member firms:
		- - - - - -	Value Investing Partners, Inc. CFC Securities, Inc. Douglas Financial LLC Axiom Capital Management, Inc. Bryant Park Capital, Inc. Oceana Partners LLC

Brian Mathis

Pavlos Mavrides Matos

William W. Liu

Steven W. Plotycia

Carlos M. Ramos

Andrew Reynolds

James B. Roper

Tony De La Rosa

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